Lilia Middleton, financial advisor Santa Barbara CA

Lilia Middleton

CRD Number: 6186174
Current Firm: Wells Fargo Clearing Services, LLC

Lilia Middleton (CRD# 6186174) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Santa Barbara, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Santa Maria, CA Jul 2020 - Current 1
Wells Fargo Bank Na Santa Maria, CA Jun 2002 - Current 19
Wells Fargo Clearing Services, LLC Santa Maria, CA Nov 2016 - Jul 2019 2
Wells Fargo Advisors LLC Santa Maria, CA Apr 2013 - Nov 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2013
S65 NASAA Investment Advisors Law Examination Jun 2017
Contact Info for Lilia P. Middleton
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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