Lilia MiddletonCRD Number: 6186174
Current Firm: Wells Fargo Clearing Services, LLC
Lilia Middleton (CRD# 6186174) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Santa Barbara, CA and has over 8 years of experience in the finance industry.
Wells Fargo Clearing Services, LLC
Unionbanc Investment Services, LLC
Planmember Securities Corporation
|Wells Fargo Clearing Services, LLC||Santa Maria, CA||Jul 2020 - Current||1|
|Wells Fargo Bank Na||Santa Maria, CA||Jun 2002 - Current||19|
|Wells Fargo Clearing Services, LLC||Santa Maria, CA||Nov 2016 - Jul 2019||2|
|Wells Fargo Advisors LLC||Santa Maria, CA||Apr 2013 - Nov 2016||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2013|
|S65||NASAA Investment Advisors Law Examination||Jun 2017|
Total Assets Under Management568,760MILLIONS
Total Number of Accounts1,434,300ACCOUNTS
Average Account Value$396,542
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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