Lisa Neff, financial advisor Santa Barbara CA

Lisa Neff

CRD Number: 4251021
Current Firm: West Coast Financial, LLC

Lisa Neff (CRD# 4251021) is an Investment Advisor Representative working at West Coast Financial, LLC in Santa Barbara, CA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
West Coast Financial, LLC Santa Barbara, CA Jul 2017 - Current 3
West Coast Financial, LLC Santa Barbara, CA Sep 2015 - Jul 2017 1
Alpha Titans LLC Santa Barbara, CA Oct 2012 - Jul 2015 2
Unemployed Santa Barbara, CA Jun 2012 - Oct 2012 < 1
Sorrento Pacific Financial, LLC San Diego, CA Feb 2011 - Jun 2012 1
Partnervest Financial Group Santa Barbara, CA Jan 2011 - Jun 2012 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2001
S66 NASAA Uniform Combined State Law Examination Oct 2011
Contact Info for Lisa A. Neff
Phone Number: 805-962-9131
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


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