Lisa Neff (CRD# 4251021) is an Investment Advisor Representative working at West Coast Financial, LLC in Santa Barbara, CA and has over 22 years of experience in the finance industry.
CRD# 4850609
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4570280
Mission Wealth Management, LP
CRD# 4734751
Planmember Securities Corporation
Company Name | Location | Dates | Years |
---|---|---|---|
West Coast Financial, LLC | Santa Barbara, CA | Jul 2017 - Current | 6 |
West Coast Financial, LLC | Santa Barbara, CA | Sep 2015 - Jul 2017 | 1 |
Alpha Titans LLC | Santa Barbara, CA | Oct 2012 - Jul 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2001 |
S66 | NASAA Uniform Combined State Law Examination | Oct 2011 |
- CA
-
Total Assets Under Management1,515MILLIONS
-
Total Number of Accounts1,927ACCOUNTS
-
Average Account Value$786,227
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AZ, CA, CO, FL, ID, IL, LA, MA, MN, NC, NH, NY, OR, TX, WA
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