Nathan ChaCRD Number: 6930137
Current Firm: Ubs Financial Services Inc.
Nathan Cha (CRD# 6930137) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Santa Barbara, CA and has over 3 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Unionbanc Investment Services, LLC
Planmember Securities Corporation
|Ubs Financial Services Inc.||Santa Barbara, CA||Aug 2021 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Santa Barbara, CA||Mar 2018 - Current||4|
|Westmont College||Santa Barbara, CA||Sep 2014 - May 2018||3|
|Illy Coffee||San Francisco, CA||May 2017 - Aug 2017||< 1|
|Westmont College||Santa Barbara, CA||Aug 2015 - Dec 2015||< 1|
|Unemployed||San Ramon, CA||Jun 2014 - Aug 2014||< 1|
|Dougherty Valley High School||San Ramon, CA||Aug 2010 - Jun 2014||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2019|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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