Steven Symer, financial advisor Santa Barbara CA
93 score

Steven Symer

CRD Number: 5395681
Current Firm: Royal Alliance Associates, Inc.

Steven Symer (CRD# 5395681) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Santa Barbara, CA and has over 3 years of experience in the finance industry. Steven Symer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Royal Alliance Santa Barbara, CA Oct 2014 - Current 3
Norman D Kovanda Santa Barbara, CA Dec 2013 - Current 4
Grant Thornton LLP San Jose, CA Oct 2011 - Dec 2013 2
Grant Thornton LLP Irvine, CA Oct 2010 - Oct 2011 1
Unemployed Santa Barbara, CA Jun 2010 - Oct 2010 < 1
Cal Poly - San Luis Obispo San Luis Obispo, CA Feb 2007 - Jun 2010 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Steven C. Symer
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • CA
  • NV
  • TX
  • WA
  • IN
By the Numbers
  • Total Assets Under Management
    5,420
    MILLIONS
  • Total Number of Accounts
    22,069
    ACCOUNTS
  • Average Account Value
    $245,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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