Barbara Chown
CRD Number: 2266737Current Firm: United Planners' Financial Services Of America A Limited Partner
Barbara Chown (CRD# 2266737) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Santa Rosa, CA and has over 31 years of experience in the finance industry. Barbara Chown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4110124
Stifel, Nicolaus & Company, Incorporated
CRD# 5598677
Mai Capital Management, LLC
CRD# 2169633
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| United Planners' Financial Services Of America | Scottsdale, AZ | Jul 2017 - Current | 6 |
| Foothill Financial Group | Santa Rosa, CA | Dec 2016 - Current | 7 |
| Chown Revocable Trust | Santa Rosa, CA | Oct 2000 - Current | 23 |
| Barbara Chown | Santa Rosa, CA | Apr 1995 - Current | 29 |
| Santa Rosa Junior College | Santa Rosa, CA | Feb 2018 - Jan 2023 | 4 |
| Securities America, Inc. | Santa Rosa, CA | Dec 2016 - Jul 2017 | < 1 |
| Arbor Point Advisors | Santa Rosa, CA | Dec 2016 - Jul 2017 | < 1 |
| Foothill Securities, Inc. | Santa Rosa, CA | Dec 1994 - Dec 2016 | 22 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1992 |
- CA
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Total Assets Under Management9,326MILLIONS
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Total Number of Accounts43,221ACCOUNTS
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Average Account Value$215,783
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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