Mauludin Ghafari, financial advisor Santa Clara CA
93 score

Mauludin Ghafari

CRD Number: 5309920
Current Firm: J.p. Morgan Securities LLC

Mauludin Ghafari (CRD# 5309920) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Santa Clara, CA and has over 9 years of experience in the finance industry.

Similar Advisors
William Martin, financial advisor Santa Clara CA
William H. Martin
CRD# 1568084
Altos Investments, Inc.
Score
106
Similar Advisors
David Meyers, financial advisor Santa Clara CA
David S. Meyers
CRD# 3202058
Meyers Wealth Management
Score
104
Similar Advisors
Jennifer Davis, financial advisor Santa Clara CA
Jennifer A. Davis
CRD# 2481766
Skyoak Wealth Management, Inc.
Score
93
Company Name Location Dates Years
J.p. Morgan Securities, LLC Santa Clara, CA Oct 2012 - Current 4
Bank Of America,na San Jose, CA Sep 2010 - Oct 2012 2
Merrill Lynch, Pierce, Fenner &smith, Inc. San Jose, CA Mar 2010 - Oct 2012 2
Max International Broker Dealer New York, NY Nov 2009 - Feb 2010 < 1
University Of Phoenix San Francisco, CA May 2009 - Oct 2009 < 1
Banc Of America Investment Services, Inc. San Francisco, CA Mar 2007 - Oct 2009 2
Bank Of America, N.a. San Francisco, CA Aug 2006 - Apr 2009 2
Relocation Flushing, NY Apr 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2007
S66 NASAA Uniform Combined State Law Examination May 2010
Contact Info for Mauludin Ghafari
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Mauludin Ghafari and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.