Mauludin GhafariCRD Number: 5309920
Current Firm: J.p. Morgan Securities LLC
Mauludin Ghafari (CRD# 5309920) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Santa Clara, CA and has over 9 years of experience in the finance industry.
Altos Investments, Inc.
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|J.p. Morgan Securities, LLC||Santa Clara, CA||Oct 2012 - Current||4|
|Bank Of America,na||San Jose, CA||Sep 2010 - Oct 2012||2|
|Merrill Lynch, Pierce, Fenner &smith, Inc.||San Jose, CA||Mar 2010 - Oct 2012||2|
|Max International Broker Dealer||New York, NY||Nov 2009 - Feb 2010||< 1|
|University Of Phoenix||San Francisco, CA||May 2009 - Oct 2009||< 1|
|Banc Of America Investment Services, Inc.||San Francisco, CA||Mar 2007 - Oct 2009||2|
|Bank Of America, N.a.||San Francisco, CA||Aug 2006 - Apr 2009||2|
|Relocation||Flushing, NY||Apr 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2007|
|S66||NASAA Uniform Combined State Law Examination||May 2010|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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