Stanley CarmichaelCRD Number: 2014257
Current Firm: Foothill Securities, Inc.
Stanley Carmichael (CRD# 2014257) is an Investment Advisor Representative working at Foothill Securities, Inc. in Santa Clara, CA and has over 25 years of experience in the finance industry.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Foothill Securities, Inc.||Thousand Oaks, CA||Dec 2008 - Current||7|
|Carmichael Associates||Thousand Oaks, CA||Apr 1988 - Current||28|
|Park Avenue Securities||Thousand Oaks, CA||Mar 2007 - Dec 2008||1|
|Centaurus Financial, Inc.||Thousand Oaks, CA||Jan 2006 - Mar 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1990|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,158MILLIONS
Total Number of Accounts6,953ACCOUNTS
Average Account Value$166,522
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AZ, CA, CO, DE, FL, GA, HI, ID, IL, IN, LA, MA, MD, MI, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, TN, TX, UT, WA, WI