Steven Wong, financial advisor Santa Clara CA

Steven Wong

CRD Number: 5888899
Current Firm: Transamerica Financial Advisors, Inc.

Steven Wong (CRD# 5888899) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Santa Clara, CA and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Dream Builder Financial Pleasanton, CA Feb 2021 - Current 3
Transamerica Financial Advisors, Inc. Santa Clara, CA Jan 2012 - Current 12
World Financial Group, Inc. Santa Clara, CA Mar 2010 - Current 14
Qantel Technologies Inc. Hayward, CA Jul 1981 - Current 42
Rental Real Estate Henderson, NV Oct 2011 - Dec 2015 4
Residential Rental - 5137bayridge Fort Worth, TX Oct 2011 - Jul 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2011
S65 NASAA Investment Advisors Law Examination Jun 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Steven R. Wong
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,815
    MILLIONS
  • Total Number of Accounts
    59,659
    ACCOUNTS
  • Average Account Value
    $30,430
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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