Steven WongCRD Number: 5888899
Current Firm: Transamerica Financial Advisors, Inc.
Steven Wong (CRD# 5888899) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Santa Clara, CA and has over 6 years of experience in the finance industry.
Altos Investments, Inc.
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|Transamerica Financial Advisors, Inc.||Santa Clara, CA||Jan 2012 - Current||5|
|Rental Real Estate||Henderson, NV||Oct 2011 - Current||5|
|Residential Rental - Wharmon1166||Las Vegas, NV||Oct 2011 - Current||5|
|Residential Rental - 2077cabana||Las Vegas, NV||Oct 2011 - Current||5|
|Residential Rental - 5137bayridge||Fort Worth, TX||Oct 2011 - Current||5|
|World Financial Group, Inc.||Santa Clara, CA||Mar 2010 - Current||7|
|Tax Preparer||Walnut Creek, CA||Jan 1993 - Current||24|
|Qantel Technologies Inc.||Hayward, CA||Jul 1981 - Current||35|
|Investment Advisors International, Inc.||Santa Clara, CA||Jul 2011 - Jan 2012||< 1|
|World Group Securities, Inc.||Santa Clara, CA||Jan 2011 - Jan 2012||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2011|
|S65||NASAA Investment Advisors Law Examination||Jun 2011|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV