John BennettCRD Number: 4606176
Current Firm: H.d. Vest Advisory Services, Inc.
John Bennett (CRD# 4606176) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Santa Clarita, CA and has over 13 years of experience in the finance industry.
Fried Asset Management, Inc.
Cg Financial Services
|H.d.vest Advisory Services||Steven Ranch, CA||Jul 2007 - Current||9|
|H.d. Vest Investment Services||Santa Clarita, CA||Nov 2002 - Current||13|
|John E. Bennett, Cpa||Santa Clarita, CA||Jan 1994 - Current||22|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV