Lois Gough Lopez, financial advisor Valencia CA

Lois Gough Lopez

CRD Number: 3090515
Current Firm: Berthel Fisher & Company Financial Services, Inc.

Lois Gough Lopez (CRD# 3090515) is an Investment Advisor Representative working at Berthel Fisher & Company Financial Services, Inc. in Valencia, CA and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Bfc Planning, Inc. Pine Mountain Club, CA Jan 2019 - Current 5
Berthel, Fisher & Company Financial Services, Inc. Pine Mountain Club, CA Mar 2003 - Current 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2000
S65 NASAA Investment Advisors Law Examination Jun 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Lois E. Gough Lopez
Phone Number: 319-447-5700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    396
    MILLIONS
  • Total Number of Accounts
    2,247
    ACCOUNTS
  • Average Account Value
    $176,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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