Niall Shaffery, financial advisor Santa Clarita CA

Niall Shaffery

CRD Number: 6962112
Current Firm: Vance Wealth

Niall Shaffery (CRD# 6962112) is an Investment Advisor Representative working at Vance Wealth in Santa Clarita, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Vance Wealth, Inc. Santa Clarita, CA Feb 2021 - Current 3
Unemployed Valencia, CA Jan 2021 - Feb 2021 < 1
Education Grand Junction, CO Sep 2010 - Dec 2020 10
Vance Wealth, Inc. Santa Clarita, CA Jun 2020 - Jul 2020 < 1
Vance Wealth, Inc. Santa Clarita, CA May 2019 - Jul 2019 < 1
Bank Of America Merrill Lynch New York, NY May 2018 - Jul 2018 < 1
Poole & Shaffery LLP Santa Clarita, CA Jun 2017 - Jul 2017 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2021
S65 NASAA Investment Advisors Law Examination Dec 2021
Contact Info for Niall B. Shaffery
Phone Number: 888-775-0950
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    449
    MILLIONS
  • Total Number of Accounts
    1,238
    ACCOUNTS
  • Average Account Value
    $362,476
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Other
Types of Clients
Registered States

AZ, CA, FL, NE, TX

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