Niall ShafferyCRD Number: 6962112
Current Firm: Vance Wealth
Niall Shaffery (CRD# 6962112) is an Investment Advisor Representative working at Vance Wealth in Santa Clarita, CA and has 1 year of experience in the finance industry.
Awm Capital, LLC
Virtue Capital Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Vance Wealth, Inc.||Santa Clarita, CA||Feb 2021 - Current||1|
|Unemployed||Valencia, CA||Jan 2021 - Feb 2021||< 1|
|Education||Grand Junction, CO||Sep 2010 - Dec 2020||10|
|Bank Of America Merrill Lynch||New York, NY||May 2018 - Jul 2018||< 1|
|Poole & Shaffery LLP||Santa Clarita, CA||Jun 2017 - Jul 2017||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2021|
|S65||NASAA Investment Advisors Law Examination||Dec 2021|
Total Assets Under Management506MILLIONS
Total Number of Accounts1,118ACCOUNTS
Average Account Value$452,632
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AZ, CA, FL, TX
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