Niall Shaffery, financial advisor Santa Clarita CA

Niall Shaffery

CRD Number: 6962112
Current Firm: Vance Wealth

Niall Shaffery (CRD# 6962112) is an Investment Advisor Representative working at Vance Wealth in Santa Clarita, CA and has 1 year of experience in the finance industry.

Similar Advisors
Brandon Averill, financial advisor Santa Clarita CA
Brandon L. Averill
CRD# 5781614
Awm Capital, LLC
Similar Advisors
Blair Aaronson, financial advisor Santa Clarita CA
Blair I. Aaronson
CRD# 1343922
Virtue Capital Management, LLC
Similar Advisors
Mohammed Aater, financial advisor Santa Clarita CA
Mohammed Aater
CRD# 3250900
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Vance Wealth, Inc. Santa Clarita, CA Feb 2021 - Current 1
Unemployed Valencia, CA Jan 2021 - Feb 2021 < 1
Education Grand Junction, CO Sep 2010 - Dec 2020 10
Bank Of America Merrill Lynch New York, NY May 2018 - Jul 2018 < 1
Poole & Shaffery LLP Santa Clarita, CA Jun 2017 - Jul 2017 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2021
S65 NASAA Investment Advisors Law Examination Dec 2021
Contact Info for Niall B. Shaffery
Phone Number: 888-775-0950
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    506
    MILLIONS
  • Total Number of Accounts
    1,118
    ACCOUNTS
  • Average Account Value
    $452,632
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Other
Types of Clients
Registered States

AZ, CA, FL, TX

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.