Gregory Gaffney, financial advisor Santa Cruz CA
93 score

Gregory Gaffney

CRD Number: 1363456
Current Firm: Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis

Gregory Gaffney (CRD# 1363456) is an Investment Advisor Representative working at Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis in Santa Cruz, CA and has over 20 years of experience in the finance industry.

Similar Advisors
Kristie Cahill, CFP, financial advisor Santa Cruz CA
Kristie D. Cahill, CFP
CRD# 4439727
Opes Advisors, Inc.
Score
103
Similar Advisors
Joanna Nowak, financial advisor Santa Cruz CA
Joanna T. Nowak
CRD# 5932479
Moneywise Financial Advisors
Score
100
Similar Advisors
Lance Wexler, financial advisor Santa Cruz CA
Lance A. Wexler
CRD# 2543364
Nexus Wealth Advisors, LLC
Score
100
Company Name Location Dates Years
Bancwest Investment Services San Francisco, CA Oct 2013 - Current 3
Bank Of The West San Francisco, CA Oct 2013 - Current 3
Bank Of America, N.a. San Jose, CA Sep 2011 - Sep 2013 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose, CA Aug 2011 - Sep 2013 2
Southwest Securities San Francisco, CA Sep 2010 - Aug 2011 < 1
Chase Investment Services Corp Menlo Park, CA Sep 2009 - Oct 2010 1
Jp Morgan Chase Menlo Park, CA Sep 2009 - Sep 2010 1
Edward Jones Menlo Park, CA Apr 2009 - Sep 2009 < 1
Banc Of America Investment Services, Inc. Palo Alto, CA Jun 2006 - Apr 2009 2
Banc Of America Insurance Services, Inc. Palo Alto, CA Jun 2006 - Apr 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1996
S65 NASAA Investment Advisors Law Examination Jul 1996
Contact Info for Gregory C. Gaffney
Phone Number: 800-338-3919
Registered State(s):
  • AZ
  • CA
  • CO
  • ID
  • IA
  • KS
  • MN
  • MO
  • MT
  • NE
  • NV
  • NM
  • ND
  • OH
  • OK
  • OR
  • SD
  • TX
  • UT
  • WA
  • WI
  • RI
By the Numbers
  • Total Assets Under Management
    896
    MILLIONS
  • Total Number of Accounts
    5,218
    ACCOUNTS
  • Average Account Value
    $171,807
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.