Carol Smith, financial advisor Incline Village NV

Carol Smith

CRD Number: 1259745
Current Firm: Wells Fargo Advisors Financial Network, LLC

Carol Smith (CRD# 1259745) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Incline Village, NV and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors Financial Network, LLC Incline Villiage, NV Mar 2024 - Current < 1
Wells Fargo Advisors Financial Network, LLC Santa Fe, NM Feb 2021 - Mar 2024 3
Wells Fargo Clearing Services, LLC Santa Fe, NM Nov 2016 - Feb 2021 4
Wells Fargo Advisors LLC Santa Fe, NM May 2009 - Nov 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S65 NASAA Investment Advisors Law Examination May 1999
Contact Info for Carol Smith
Phone Number: 314-875-3000
Firm Website: https://stories.wf.com/
Registered State(s):
  • NV
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    103,107
    MILLIONS
  • Total Number of Accounts
    267,333
    ACCOUNTS
  • Average Account Value
    $385,689
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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