Charles Goodman, financial advisor Santa Fe NM
93 score

Charles Goodman

CRD Number: 1108687
Current Firm: Financial Partners, LLC

Charles Goodman (CRD# 1108687) is an Investment Advisor Representative working at Financial Partners, LLC in Santa Fe, NM and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Financial Partners LLC Santa Fe, NM Jun 2016 - Current 1
New Mexico Financial Partners, LLC Santa Fe, NM Nov 2013 - Current 4
Lpl Financial, LLC Santa Fe, NM Mar 2010 - Current 7
Santa Fe Investment Group Nka New Mexico Financial Partners, LLC Santa Fe, NM Mar 2010 - Nov 2013 3
Morgan Stanley Smith Barney Santa Fe, NM Jun 2009 - Mar 2010 < 1
Morgan Stanley & Company, Incorporated Santa Fe, NM Apr 2007 - Jun 2009 2
Morgan Stanley Dw Inc. Santa Fe, NM Nov 2006 - Apr 2007 < 1
Salomon Smith Barney Inc. Santa Fe, NM Aug 1991 - Nov 2006 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Jan 1994
Contact Info for Charles A. Goodman
Phone Number: 505-795-7910
Registered State(s):
  • CA
  • CO
  • NM
By the Numbers
  • Total Assets Under Management
    75
    MILLIONS
  • Total Number of Accounts
    433
    ACCOUNTS
  • Average Account Value
    $173,210
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, CO, NM, TX

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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