Charles Goodman, financial advisor Santa Fe NM
93 score

Charles Goodman

CRD Number: 1108687
Current Firm: Financial Partners, LLC

Charles Goodman (CRD# 1108687) is an Investment Advisor Representative working at Financial Partners, LLC in Santa Fe, NM and has over 34 years of experience in the finance industry.

Similar Advisors
David Cantor, financial advisor Santa Fe NM
David A. Cantor
CRD# 1237872
Longview Asset Management, LLC
Similar Advisors
Kristina Alley, financial advisor Santa Fe NM
Kristina E. Alley
CRD# 2908861
Santa Fe Advisors LLC
Similar Advisors
Carl Benanty, financial advisor Santa Fe NM
Carl A. Benanty
CRD# 5133775
Raymond James Financial Services Advisors, Inc.
Company Name Location Dates Years
Financial Partners LLC Santa Fe, NM Nov 2013 - Current 4
Lpl Financial, LLC Santa Fe, NM Mar 2010 - Current 8
New Mexico Financial Partners, LLC Santa Fe, NM Nov 2013 - Jan 2017 3
Santa Fe Investment Group Nka New Mexico Financial Partners, LLC Santa Fe, NM Mar 2010 - Nov 2013 3
Morgan Stanley Smith Barney Santa Fe, NM Jun 2009 - Mar 2010 < 1
Morgan Stanley & Company, Incorporated Santa Fe, NM Apr 2007 - Jun 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Jan 1994
Contact Info for Charles A. Goodman
Phone Number: 505-795-7910
Registered State(s):
  • CA
  • CO
  • NM
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from Charles Goodman and other advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.