David Nagler (CRD# 1190128) is an Investment Advisor Representative working at New Line Capital, LLC in Santa Fe, NM and has over 34 years of experience in the finance industry.
CRD# 2908751
Cetera Investment Advisers LLC
CRD# 2603603
Thornburg Investment Management Inc.
CRD# 2843680
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| New Line Capital | Santa Fe, NM | Dec 2006 - Current | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1989 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
- NM
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Total Assets Under Management32MILLIONS
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Total Number of Accounts78ACCOUNTS
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Average Account Value$407,238
- A percentage of assets under your management
- Performance-based fees
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CO, CT, NJ, NM
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