Dominic Alto (CRD# 4859296) is an Investment Advisor Representative working at Thornburg Investment Management Inc. in Santa Fe, NM and has over 19 years of experience in the finance industry.
CRD# 2908751
Cetera Investment Advisers LLC
CRD# 2603603
Thornburg Investment Management Inc.
CRD# 2843680
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Thornburg Investment Management Inc. | Santa Fe, NM | Dec 2017 - Current | 6 |
| Pulte Group | Sarasota, FL | May 2017 - Dec 2017 | < 1 |
| Unemployed | Sarasota, FL | Nov 2016 - May 2017 | < 1 |
| Kbs Capital Markets Group | Newport Beach, CA | May 2016 - Nov 2016 | < 1 |
| Unemployed | Sarasota, FL | Feb 2016 - May 2016 | < 1 |
| Foreside Fund Services, LLC | Sarasota, FL | Mar 2015 - Jan 2016 | < 1 |
| Bpv Capital Management, LLC | Sarasota, FL | Mar 2015 - Jan 2016 | < 1 |
| Fs2 Capital Partners, LLC | Philadelphia, PA | Jun 2014 - Feb 2015 | < 1 |
| Nuveen Asset Management, LLC | Chicago, IL | Sep 2011 - May 2014 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Chicago, IL | Feb 2007 - May 2014 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2005 |
- NM
-
Total Assets Under Management41,832MILLIONS
-
Total Number of Accounts750ACCOUNTS
-
Average Account Value$55,776,526
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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