Mark Hollis, financial advisor Santa Fe NM
93 score

Mark Hollis

CRD Number: 5410527
Current Firm: Sun Mountain Capital

Mark Hollis (CRD# 5410527) is an Investment Advisor Representative working at Sun Mountain Capital in Santa Fe, NM and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Sun Mountain Capital Santa Fe, NM Jan 2012 - Current 4
Unemployed Unemployed, May 2011 - Dec 2011 < 1
Bank Of America/merrill Lynch New York, NY Jul 2007 - May 2011 3
Extended Travel Extended Travel, Feb 2007 - Jul 2007 < 1
Merrill Lynch Sydney, Jan 2005 - Feb 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2007
S66 NASAA Uniform Combined State Law Examination Jun 2012
Contact Info for Mark C. Hollis
Phone Number: 505-780-4218
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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