Stephen Jimenez, financial advisor Santa Fe NM
93 score

Stephen Jimenez

CRD Number: 1260221
Current Firm: Thornburg Investment Management Inc.

Stephen Jimenez (CRD# 1260221) is an Investment Advisor Representative working at Thornburg Investment Management Inc. in Santa Fe, NM and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Thornburg Investment Management, Inc. Santa Fe, NM Apr 2015 - Current 1
Thornburg Securities Corp Santa Fe, NM Feb 2014 - Apr 2015 1
Bengal Partners LLC Darien, CT Aug 2013 - Feb 2014 < 1
Madra Asset Management Glencoe, IL Aug 2013 - Feb 2014 < 1
Nereides Maritime, Inc. San Rafael, CA Jun 2012 - Dec 2013 1
Avm, LP Boca Raton, FL May 2010 - May 2012 2
Coast Investment Management Santa Monica, CA Jul 2006 - Apr 2010 3
Coast Asset Securities, LLC Santa Monica, CA Jul 2006 - Dec 2008 2
Jimenez Capital Management LLC Mill Valley, CA May 2005 - Aug 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
S63 Uniform Securities State Law Examination Oct 2001
Contact Info for Stephen N. Jimenez
Phone Number: 505-467-7200
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    54,858
    MILLIONS
  • Total Number of Accounts
    5,091
    ACCOUNTS
  • Average Account Value
    $10,775,486
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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