Walter Allen, financial advisor Santa Fe NM

Walter Allen

CRD Number: 1267425
Current Firm: Kestra Advisory Services, LLC

Walter Allen (CRD# 1267425) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Santa Fe, NM and has over 38 years of experience in the finance industry.

Similar Advisors
Darrin Abby, financial advisor Santa Fe NM
Darrin M. Abby
CRD# 2908751
Cetera Investment Advisers LLC
Similar Advisors
April Adams, financial advisor Santa Fe NM
April L. Adams
CRD# 2603603
Thornburg Investment Management Inc.
Similar Advisors
John Adams, financial advisor Santa Fe NM
John R. Adams
CRD# 2843680
Raymond James & Associates, Inc.
Company Name Location Dates Years
Kestra Investment Services, LLC Santa Fe, NM Apr 2017 - Current 5
Kestra Advisory Services, LLC Santa Fe, NM Apr 2017 - Current 5
Linsco/private Ledger Corp. Bethlehem, PA Nov 1997 - Apr 2017 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Aug 1992
Contact Info for Walter N. Allen
Phone Number: 8445537872
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    45,081
    MILLIONS
  • Total Number of Accounts
    127,790
    ACCOUNTS
  • Average Account Value
    $352,772
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Walter Allen and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.