Walter Allen, financial advisor Santa Fe NM
93 score

Walter Allen

CRD Number: 1267425
Current Firm: Lpl Financial LLC

Walter Allen (CRD# 1267425) is an Investment Advisor Representative working at Lpl Financial LLC in Santa Fe, NM and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Linsco/private Ledger Corp. Bethlehem, PA Nov 1997 - Current 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Aug 1992
Contact Info for Walter N. Allen
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • NM
  • PA
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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