Steven Rice, financial advisor Santa Maria CA
90 score

Steven Rice

CRD Number: 6002939
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Steven Rice (CRD# 6002939) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Santa Maria, CA and has over 4 years of experience in the finance industry.

Similar Advisors
Bryan Foronjy, financial advisor Santa Maria CA
Bryan C. Foronjy
CRD# 4978922
Strategic Wealth Advisors Group
Score
103
Similar Advisors
Ryan Olson, financial advisor Santa Maria CA
Ryan D. Olson
CRD# 4896790
Lpl Financial LLC
Score
103
Similar Advisors
Mark Kavaloski, financial advisor Santa Maria CA
Mark J. Kavaloski
CRD# 2474248
Ameritrust Capital Management Ltd
Score
98
Company Name Location Dates Years
Bank Of America, N.a. Santa Maria, CA Feb 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Maria, CA Oct 2011 - Current 5
Perfectplan Financial Santa Clarita, CA Jul 2010 - Oct 2011 1
The Steven Rice Group Santa Clarita, CA Jul 2008 - Jul 2010 2
Crest Digital Anaheim, CA Jan 2006 - Jul 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2012
Contact Info for Steven Rice
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.