Adam ScottCRD Number: 5630251
Current Firm: Westside Investment Management, Inc.
Adam Scott (CRD# 5630251) is an Investment Advisor Representative working at Westside Investment Management, Inc. in Santa Monica, CA and has over 7 years of experience in the finance industry. Adam Scott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jst Investment Consulting
Fried Asset Management, Inc.
|Westside Investment Management, LLC||Santa Monica, CA||Jul 2010 - Current||6|
|Lpl Financial LLC||Santa Monica, CA||Jan 2009 - Current||7|
|Brideoak Inc ("city Of Ember")||Topanga, CA||Mar 2007 - Feb 2009||1|
|Self-employed||Topanga, CA||Jun 2006 - Feb 2007||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2009|
Total Assets Under Management286MILLIONS
Total Number of Accounts738ACCOUNTS
Average Account Value$387,811
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, CO, HI, NM, NV, NY, OK, TX, VA, WA