Annette Law, financial advisor Santa Monica CA
89 score

Annette Law

CRD Number: 4634046
Current Firm: J.p. Morgan Securities LLC

Annette Law (CRD# 4634046) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Santa Monica, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
John Law Dmd, Inc. Torrance, CA Apr 2014 - Current 2
J.p. Morgan Securities LLC Los Angeles, CA Apr 2013 - Current 3
J.p. Morgan Private Bank Los Angeles, CA Jun 2012 - Apr 2013 < 1
The Bank Of New York Mellon, Pershing LLC King Of Prussia, PA Apr 2009 - Jun 2012 3
Unemployed Philadelphia, PA Feb 2009 - Mar 2009 < 1
Hussar And Passehl LLC Philadelphia, PA Jul 2008 - Jan 2009 < 1
Trapani Dickins And Associates Los Angeles, CA Mar 2003 - Jun 2008 5
Northwestern Mutual Investment Services Los Angeles, CA Feb 2003 - Apr 2008 5
California State University Long Beach Long Beach, CA Aug 2004 - Dec 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2014
Contact Info for Annette D. Law
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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