Ashley Smith-Roos (CRD# 5454067) is an Investment Advisor Representative working at Wilshire Advisors LLC in Santa Monica, CA and has over 6 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Advanced Regulatory Compliance, LLC | Los Angeles, CA | Mar 2018 - Aug 2020 | 2 |
M Squared Advisory Group, LLC | Sheboygan, WI | Oct 2019 - Oct 2019 | < 1 |
Churchill Management Group | Los Angeles, CA | Feb 2016 - Mar 2018 | 2 |
Luxe Salon | Los Angeles, CA | Mar 2013 - Feb 2016 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Aug 2017 |
- CA
-
Total Assets Under Management95,555MILLIONS
-
Total Number of Accounts591,801ACCOUNTS
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Average Account Value$161,464
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
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