Ashley Smith-Roos, financial advisor Santa Monica CA

Ashley Smith-Roos

CRD Number: 5454067
Current Firm: Wilshire Advisors LLC

Ashley Smith-Roos (CRD# 5454067) is an Investment Advisor Representative working at Wilshire Advisors LLC in Santa Monica, CA and has over 6 years of experience in the finance industry.

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Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2017
Contact Info for Ashley D. Smith-Roos
Phone Number: 310-451-3051
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    95,555
    MILLIONS
  • Total Number of Accounts
    591,801
    ACCOUNTS
  • Average Account Value
    $161,464
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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