Brett Roth, financial advisor Santa Monica CA

Brett Roth

CRD Number: 2584942
Current Firm: Pacific Income Advisers Inc.

Brett Roth (CRD# 2584942) is an Investment Advisor Representative working at Pacific Income Advisers Inc. in Santa Monica, CA and has over 24 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Pacific Income Advisers Santa Monica, CA Aug 2014 - Current 4
Trust Company Of The West Los Angeles, CA May 2007 - Aug 2014 7
Tcw Funds Distributors Los Angeles, CA May 2007 - Aug 2014 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1995
Contact Info for Brett I. Roth
Phone Number: 310-393-1424
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    7,115
    MILLIONS
  • Total Number of Accounts
    3,196
    ACCOUNTS
  • Average Account Value
    $2,226,220
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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