Luisa Garcia, financial advisor Santa Monica CA
88 score

Luisa Garcia

CRD Number: 6329663
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Luisa Garcia (CRD# 6329663) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Santa Monica, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica, CA Apr 2016 - Current < 1
Wells Fargo Advisors, LLC Carmel, CA Apr 2014 - Apr 2016 2
Wells Fargo Bank Del Rey Oaks, CA Sep 2012 - Apr 2014 1
Wells Fargo Bank Carmel, CA Mar 2011 - Sep 2012 1
Unemployed Seaside, CA Jan 2011 - Mar 2011 < 1
Takehara & Stuart, LLP Santa Monica, CA Jul 2010 - Jan 2011 < 1
Justicecorps Los Angeles, CA Jun 2010 - Sep 2010 < 1
Ucla Los Angeles, CA Sep 2005 - Jun 2010 4
Boys & Girls Club Seaside, CA Jan 2010 - Mar 2010 < 1
Unemployed Los Angeles, CA Jun 2009 - Sep 2009 < 1
Ucla Medicine-digestive Diseases Research Dept Los Angeles, CA Oct 2007 - May 2009 1
Communications & Technology Services Los Angeles, CA Oct 2007 - May 2009 1
Unemployed Los Angeles, CA Aug 2008 - Oct 2008 < 1
Ucla London, Brussels, Amsterdam, Paris, Rome, Madrid, Jun 2008 - Aug 2008 < 1
Boys & Girls Club Seaside, CA Jun 2007 - Sep 2007 < 1
Bubba Gump Shrimp Co Monterey, CA Jun 2007 - Sep 2007 < 1
Nachshin & Weston, LLP Los Angeles, CA Jan 2007 - May 2007 < 1
Senator Dianne Feinstein Los Angeles, CA Oct 2006 - Dec 2006 < 1
Bubba Gump Shrimp Co Monterey, CA Jun 2006 - Sep 2006 < 1
Boys & Girls Club Seaside, CA Jun 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Luisa A. Garcia
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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