Nelly Aguilar, financial advisor Santa Monica CA

Nelly Aguilar

CRD Number: 5532939
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nelly Aguilar (CRD# 5532939) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Santa Monica, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Santa Monica, CA Sep 2017 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica, CA Apr 2017 - Current 3
Regal Investment Advisors Kentwood, MI Aug 2015 - Apr 2017 1
Jp Morgan Chase Pasadena, CA Jan 2013 - Jun 2015 2
J.p. Morgan Securities LLC Pasadena, CA Oct 2012 - Oct 2013 1
Jp Morgan Chase Los Angeles, CA Jun 2010 - Dec 2012 2
Chase Investment Services Corp. Pasadena, CA May 2009 - Oct 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2017
S65 NASAA Investment Advisors Law Examination Aug 2015
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Nelly E. Aguilar
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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