Christopher LakumbCRD Number: 5284868
Current Firm: Rivernorth Capital Management, LLC
Christopher Lakumb (CRD# 5284868) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Santa Rosa, CA and has over 10 years of experience in the finance industry.
Sherwood Investment Management
Jacobson & Breen Wealth Management, LLC
Albright Investment Management LLC
|Rivernorth Capital Management, LLC||Chicago, IL||Sep 2013 - Current||4|
|Everbank Wealth Management, Inc.||St Louis, MO||Oct 2012 - Sep 2013||< 1|
|Evertrade Direct Brokerage||St. Louis, MO||Oct 2012 - Sep 2013||< 1|
|Lpl Financial||Northbrook, IL||Feb 2012 - Sep 2012||< 1|
|Rivernorth Capital Management, LLC||Chicago, IL||Jun 2009 - Jan 2012||2|
|Interocean Wealth Management LLC||Chicago, IL||Jan 2007 - Jun 2009||2|
|Cole Taylor Bank||Chicago, IL||Aug 1998 - Jan 2007||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2011|
|S66||NASAA Uniform Combined State Law Examination||Jun 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management3,497MILLIONS
Total Number of Accounts9ACCOUNTS
Average Account Value$388,577,504
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, IL, NY
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