Andrew RappoltCRD Number: 5041070
Current Firm: Lpl Financial LLC
Andrew Rappolt (CRD# 5041070) is an Investment Advisor Representative working at Lpl Financial LLC in Santa Rosa, CA and has over 16 years of experience in the finance industry.
Stifel, Nicolaus & Company, Incorporated
Traverso Chambers Private Wealth Management, LLC
Cetera Advisors LLC
|Jl Schneider & Associates, Inc.||Santa Rosa, CA||Mar 2020 - Current||1|
|Lpl Financial, LLC||Santa Rosa, CA||Feb 2020 - Current||1|
|Wells Fargo Clearing Services, LLC||San Francisco, CA||Nov 2016 - Feb 2020||3|
|Wells Fargo Advisors, LLC||San Francisco, CA||May 2016 - Nov 2016||< 1|
|Robert Half International||San Francisco, CA||Feb 2016 - May 2016||< 1|
|Protected Investors Of America||San Francisco, CA||Aug 2014 - Feb 2016||1|
|Unemployed||Cotati, CA||Apr 2014 - Aug 2014||< 1|
|Western International Securities||Pasadena, CA||Dec 2013 - Apr 2014||< 1|
|Gbs Financial Corp||Santa Rosa, CA||Sep 2012 - Dec 2013||1|
|Chase Investment Services Corp.||Novato, CA||May 2009 - Sep 2012||3|
|Wm Financial Services||Santa Rosa, CA||Jul 2005 - Sep 2012||7|
|Washington Mutual Bank||Santa Rosa, CA||Oct 2004 - Sep 2012||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2005|
|S65||NASAA Investment Advisors Law Examination||Jun 2008|
Total Assets Under Management268,834MILLIONS
Total Number of Accounts1,055,189ACCOUNTS
Average Account Value$254,773
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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