Christopher Lakumb, financial advisor Santa Rosa CA
76 score

Christopher Lakumb

CRD Number: 5284868
Current Firm: Rivernorth Capital Management, LLC

Christopher Lakumb (CRD# 5284868) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Santa Rosa, CA and has over 9 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Rivernorth Capital Management, LLC Chicago, IL Sep 2013 - Current 3
Everbank Wealth Management, Inc. St Louis, MO Oct 2012 - Sep 2013 < 1
Evertrade Direct Brokerage St. Louis, MO Oct 2012 - Sep 2013 < 1
Lpl Financial Northbrook, IL Feb 2012 - Sep 2012 < 1
Rivernorth Capital Management, LLC Chicago, IL Jun 2009 - Jan 2012 2
Interocean Wealth Management LLC Chicago, IL Jan 2007 - Jun 2009 2
Cole Taylor Bank Chicago, IL Aug 1998 - Jan 2007 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S66 NASAA Uniform Combined State Law Examination Jun 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Christopher R. Lakumb
Phone Number: 312-832-1440
Registered State(s):
  • CA
  • IL
By the Numbers
  • Total Assets Under Management
    3,497
    MILLIONS
  • Total Number of Accounts
    9
    ACCOUNTS
  • Average Account Value
    $388,577,504
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

CA, IL, NY

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BADGES
76

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