Denis Wheatley, financial advisor Santa Rosa CA

Denis Wheatley

CRD Number: 1157887
Current Firm: Trek Financial

Denis Wheatley (CRD# 1157887) is an Investment Advisor Representative working at Trek Financial in Santa Rosa, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
World Equity Group Santa Rosa, CA Mar 2016 - Current 8
Trek Financial Santa Rosa, CA Mar 2016 - Current 8
Innovative Retirement Advisors, LLC Santa Rosa, CA Oct 2005 - Current 18
Fsc Securities Corporation Santa Rosa, CA Apr 2012 - Mar 2016 3
The Retirement Group, LLC San Diego, CA Apr 2012 - Mar 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2011
S65 NASAA Investment Advisors Law Examination Feb 2006
Contact Info for Denis R. Wheatley
Phone Number: (480) 483-1510
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,877
    MILLIONS
  • Total Number of Accounts
    9,873
    ACCOUNTS
  • Average Account Value
    $190,077
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY

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