Denis Wheatley (CRD# 1157887) is an Investment Advisor Representative working at Trek Financial in Santa Rosa, CA and has over 18 years of experience in the finance industry.
CRD# 4110124
Stifel, Nicolaus & Company, Incorporated
CRD# 2178797
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5598677
Mai Capital Management, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
World Equity Group | Santa Rosa, CA | Mar 2016 - Current | 8 |
Trek Financial | Santa Rosa, CA | Mar 2016 - Current | 8 |
Innovative Retirement Advisors, LLC | Santa Rosa, CA | Oct 2005 - Current | 18 |
Fsc Securities Corporation | Santa Rosa, CA | Apr 2012 - Mar 2016 | 3 |
The Retirement Group, LLC | San Diego, CA | Apr 2012 - Mar 2016 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 2011 |
S65 | NASAA Investment Advisors Law Examination | Feb 2006 |
- CA
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Total Assets Under Management1,877MILLIONS
-
Total Number of Accounts9,873ACCOUNTS
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Average Account Value$190,077
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AL, AR, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY
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