John Whiting, financial advisor Santa Rosa CA
96 score

John Whiting

CRD Number: 2978133
Current Firm: Moss Adams Wealth Advisors LLC

John Whiting (CRD# 2978133) is an Investment Advisor Representative working at Moss Adams Wealth Advisors LLC in Santa Rosa, CA and has over 18 years of experience in the finance industry. John Whiting has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Moss Adams Securities & Insurance LLC Santa Rosa, CA Nov 2005 - Current 11
Moss Adams Wealth Advisors LLC Santa Rosa, CA Apr 2001 - Current 15
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 1998
Contact Info for John E. Whiting
Phone Number: 206-302-6717
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,016
    MILLIONS
  • Total Number of Accounts
    3,435
    ACCOUNTS
  • Average Account Value
    $586,756
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AZ, CA, CO, FL, ID, IL, MI, MT, NV, NY, OR, TX, WA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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