Nancy Chapin, financial advisor Scottsdale AZ

Nancy Chapin

CRD Number: 5988082
Current Firm: United Planners' Financial Services Of America A Limited Partner

Nancy Chapin (CRD# 5988082) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Scottsdale, AZ and has over 11 years of experience in the finance industry. Nancy Chapin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
United Planners' Financial Services Of America Scottsdale, AZ Jul 2017 - Current 6
Nancy Jean Chapin Santa Rosa, CA Jun 2012 - Current 11
Barbara Chown/foothill Financial Group Santa Rosa, CA Oct 2011 - Current 12
Meadow Corona Creek Pta Petaluma, CA Jul 2017 - Aug 2019 2
Securities America, Inc. Santa Rosa, CA Dec 2016 - Jul 2017 < 1
Foothill Securities, Inc. Santa Rosa, CA Oct 2011 - Dec 2016 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Nancy J. Chapin
Phone Number: 480-991-0225
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    6,086
    MILLIONS
  • Total Number of Accounts
    50,361
    ACCOUNTS
  • Average Account Value
    $120,841
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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