Richard Ogg (CRD# 5550318) is an Investment Advisor Representative working at Avantax Advisory Services in Santa Rosa, CA and has over 15 years of experience in the finance industry.
CRD# 4110124
Stifel, Nicolaus & Company, Incorporated
CRD# 2178797
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5598677
Mai Capital Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Avantax Insurance Services | Santa Rosa, CA | Oct 2020 - Current | 3 |
| Avantax Insurance Agency, LLC | Santa Rosa, CA | Aug 2018 - Current | 5 |
| Total Administrative Services Corporation | Madison, WI | Aug 2018 - Current | 5 |
| Santa Rosa Junior College Community Education | Santa Rosa, CA | Apr 2016 - Current | 8 |
| Richard Ogg | Santa Rosa, CA | Dec 2013 - Current | 10 |
| Avantax Advisory Services | Santa Rosa, CA | Jul 2009 - Current | 14 |
| Avantax Investment Services, Inc. | Santa Rosa, CA | Jun 2008 - Current | 15 |
| The Master's Tax & Financial Services | Santa Rosa, CA | Jun 2005 - Current | 18 |
| Richard Ogg | Santa Rosa, CA | Sep 1997 - Current | 26 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2008 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2009 |
- CA
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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