Richard OggCRD Number: 5550318
Current Firm: H.d. Vest Advisory Services, Inc.
Richard Ogg (CRD# 5550318) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Santa Rosa, CA and has over 9 years of experience in the finance industry.
Sherwood Investment Management
Jacobson & Breen Wealth Management, LLC
Albright Investment Management LLC
|Santa Rosa Junior College Community Education||Santa Rosa, CA||Apr 2016 - Current||2|
|Richard Ogg||Santa Rosa, CA||Dec 2013 - Current||4|
|H.d. Vest Advisory Services||Santa Rosa, CA||Jul 2009 - Current||8|
|H.d. Vest Investment Services||Santa Rosa, CA||Jun 2008 - Current||10|
|The Master's Tax & Financial Services||Santa Rosa, CA||Jun 2005 - Current||13|
|Richard Ogg||Santa Rosa, CA||Sep 1997 - Current||20|
|Agilent Technologies, Inc.||Santa Rosa, CA||Jul 1976 - Feb 2013||36|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2008|
|S65||NASAA Investment Advisors Law Examination||Jul 2009|
Total Assets Under Management12,278MILLIONS
Total Number of Accounts56,222ACCOUNTS
Average Account Value$218,381
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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