William Fredrickson, financial advisor Santa Rosa CA

William Fredrickson

CRD Number: 2748994
Current Firm: Nwf Advisory Services Inc.

William Fredrickson (CRD# 2748994) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Santa Rosa, CA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Osaic Wealth, Inc. Santa Rosa, CA May 2007 - Current 16
Whjr Associates Santa Rosa, CA May 2007 - Mar 2017 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1996
S65 NASAA Investment Advisors Law Examination Jul 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for William E. Fredrickson
Phone Number: 310-475-5854
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,865
    MILLIONS
  • Total Number of Accounts
    6,090
    ACCOUNTS
  • Average Account Value
    $470,398
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AZ, CA, CO, FL, HI, ID, MO, NV, NY, OR, TX, UT, WA

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