William Mapes, financial advisor Santa Rosa CA
93 score

William Mapes

CRD Number: 1833468
Current Firm: Cetera Advisor Networks LLC

William Mapes (CRD# 1833468) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Santa Rosa, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks El Segundo, CA Jan 2013 - Current 3
Financial Network El Segundo, CA Nov 2004 - Dec 2012 8
Exchange Bank Santa Rosa, CA Feb 2004 - Dec 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
Contact Info for William G. Mapes
Phone Number: 310-326-3100
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    16,791
    MILLIONS
  • Total Number of Accounts
    70,113
    ACCOUNTS
  • Average Account Value
    $239,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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