Richard Cerminara, financial advisor Saranac Lake NY

Richard Cerminara

CRD Number: 1743304
Current Firm: Silver Grove Advisory Services

Richard Cerminara (CRD# 1743304) is an Investment Advisor Representative working at Silver Grove Advisory Services in Saranac Lake, NY and has over 36 years of experience in the finance industry.

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Company Name Location Dates Years
Silver Grove Advisory Services Saranac Lake, NY Nov 2021 - Current 2
Richard Cerminara Investor Services Saranac Lake, NY Jan 2021 - Current 3
Richard Cerminara Investor Services LLC Saranac Lake, NY Oct 2005 - Current 18
Gwn Securities Inc. Palm Beach Gardens, FL Jan 2005 - Dec 2020 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1987
S65 NASAA Investment Advisors Law Examination Jul 2014
Contact Info for Richard Cerminara
Phone Number: 716-800-4291
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    256
    MILLIONS
  • Total Number of Accounts
    2,308
    ACCOUNTS
  • Average Account Value
    $111,094
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, LA, NC, NJ, NY, SC, TX, VA

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