Garrett PuzzoCRD Number: 2973278
Current Firm: Fsc Securities Corporation
Garrett Puzzo (CRD# 2973278) is an Investment Advisor Representative working at Fsc Securities Corporation in Sarasota, FL and has over 18 years of experience in the finance industry.
A New Approach Financial Planning
Seacure Advisors LLC
Williams Wealth Management Group, Inc.
|Fsc Securities Corporation||Sarasota, FL||Mar 2016 - Current||1|
|Pruco Securities, LLC||Tampa, FL||Dec 2012 - Jan 2016||3|
|The Prudential Insurance Company Of America||Tampa, FL||Dec 2012 - Jan 2016||3|
|Unemployed||Sarasota, FL||Oct 2012 - Dec 2012||< 1|
|Metropolitan Life Ins. Company||Houston, TX||Sep 2002 - Oct 2012||10|
|Metlife Securities Inc.||Houston, TX||Sep 2002 - Oct 2012||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1998|
|S65||NASAA Investment Advisors Law Examination||May 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Regulatory Event
Total Assets Under Management5,630MILLIONS
Total Number of Accounts24,779ACCOUNTS
Average Account Value$227,192
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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