Harry HammondCRD Number: 2261856
Current Firm: Hammond Asset Management LLC
Harry Hammond (CRD# 2261856) is an Investment Advisor Representative working at Hammond Asset Management LLC in Sarasota, FL and has over 20 years of experience in the finance industry.
A New Approach Financial Planning
Seacure Advisors LLC
Williams Wealth Management Group, Inc.
|Hammond Asset Management LLC||Sarasota, FL||Mar 2013 - Current||6|
|Hammond Financial Group, Llc (dba)||Sarasota, FL||Aug 2002 - Mar 2013||10|
|Anchor Capital Management, LLC||Sarasota, FL||Oct 2008 - Dec 2011||3|
|Anchor Capital Partners Fund, LP||Sarasota, FL||Oct 2008 - Dec 2011||3|
|First Fidelity Of Sarasota, LLC||Sarasota, FL||Sep 2008 - Dec 2011||3|
|Allegiant Financial, Inc.||Miami, FL||Dec 2007 - Dec 2011||4|
|Allegiant Securities, LLC||Miami, FL||Dec 2007 - Dec 2011||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
|S65||NASAA Investment Advisors Law Examination||Feb 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Selection of other advisers (including private fund managers)
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