Joseph RomanoCRD Number: 1251672
Current Firm: Aegis Capital Corp.
Joseph Romano (CRD# 1251672) is an Investment Advisor Representative working at Aegis Capital Corp. in Sarasota, FL and has over 33 years of experience in the finance industry.
A New Approach Financial Planning
Seacure Advisors LLC
Williams Wealth Management Group, Inc.
|Aegis Capital Corp||Sarasota, FL||Jun 2015 - Current||2|
|Jhs Capital Advisors,llc||Tampa, FL||Jan 2015 - Jun 2015||< 1|
|Financial Visions Group||Cicero, NY||Jul 2005 - Jan 2015||9|
|Cadaret, Grant & Company, Inc.||Sarasota, FL||Jul 2005 - Jan 2015||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1984|
|S65||NASAA Investment Advisors Law Examination||Nov 2012|
Total Assets Under Management327MILLIONS
Total Number of Accounts1,027ACCOUNTS
Average Account Value$318,015
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)