Joseph RomanoCRD Number: 1251672
Current Firm: Aegis Capital Corp.
Joseph Romano (CRD# 1251672) is an Investment Advisor Representative working at Aegis Capital Corp. in Sarasota, FL and has over 33 years of experience in the finance industry.
A New Approach Financial Planning
Seacure Advisors LLC
Williams Wealth Management Group, Inc.
|Aegis Capital Corp||Sarasota, FL||Jun 2015 - Current||2|
|Jhs Capital Advisors,llc||Tampa, FL||Jan 2015 - Jun 2015||< 1|
|Financial Visions Group||Cicero, NY||Jul 2005 - Jan 2015||9|
|Cadaret, Grant & Company, Inc.||Sarasota, FL||Jul 2005 - Jan 2015||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1984|
|S65||NASAA Investment Advisors Law Examination||Nov 2012|
Total Assets Under Management327MILLIONS
Total Number of Accounts1,027ACCOUNTS
Average Account Value$318,015
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV