Markus Bates, financial advisor Sarasota FL

Markus Bates

CRD Number: 7129060
Current Firm: Bates Real Estate And Financial Advisory Services

Markus Bates (CRD# 7129060) is an Investment Advisor Representative working at Bates Real Estate And Financial Advisory Services in Sarasota, FL and has over 3 years of experience in the finance industry.

Similar Advisors
Angela Wentz, financial advisor Sarasota FL
Angela Wentz
CRD# 6120456
Sage Wealth Consulting, LLC
Similar Advisors
Peter Abbott, financial advisor Sarasota FL
Peter J. Abbott
CRD# 5983189
Edward Jones
Similar Advisors
Jonathan Abbuehl, financial advisor Sarasota FL
Jonathan D. Abbuehl
CRD# 6312608
Advice And Planning Services
Company Name Location Dates Years
Bankers Energy LLC Sarasota, FL Mar 2017 - Current 5
Energy Capital Research Group Ridgefield, CT Aug 2015 - Mar 2017 1
Bankers Energy LLC Norwalk, CT Apr 2014 - Aug 2015 1
Wood Mackenzie New York, NY Jun 2012 - Apr 2014 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Feb 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Markus Bates
Phone Number: 203-395-9979
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1
    MILLIONS
  • Total Number of Accounts
    8
    ACCOUNTS
  • Average Account Value
    $113,050
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.