Peter Allen, financial advisor Sarasota FL

Peter Allen

CRD Number: 1915254
Current Firm: Wells Fargo Clearing Services, LLC

Peter Allen (CRD# 1915254) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Sarasota, FL and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Sarasota, FL Nov 2016 - Current 4
Wells Fargo Advisors LLC Sarasota, FL Nov 2014 - Nov 2016 2
Ubs Financial Services Inc. Sarasota, FL Apr 2009 - Nov 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1989
S65 NASAA Investment Advisors Law Examination Mar 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Peter V. Allen
By the Numbers
  • Total Assets Under Management
    510,934
    MILLIONS
  • Total Number of Accounts
    1,430,874
    ACCOUNTS
  • Average Account Value
    $357,078
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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