Roger FrazeeCRD Number: 1005287
Current Firm: Financial Services Network, Inc.
Roger Frazee (CRD# 1005287) is an Investment Advisor Representative working at Financial Services Network, Inc. in Sarasota, FL and has over 36 years of experience in the finance industry. Roger Frazee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
A New Approach Financial Planning
Seacure Advisors LLC
Williams Wealth Management Group, Inc.
|La Salle St. Securities, Inc.||Sarasota, FL||Oct 1997 - Current||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1981|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management49MILLIONS
Total Number of Accounts77ACCOUNTS
Average Account Value$635,252
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses