Roger Frazee, financial advisor Sarasota FL
96 score

Roger Frazee

CRD Number: 1005287
Current Firm: Financial Services Network, Inc.

Roger Frazee (CRD# 1005287) is an Investment Advisor Representative working at Financial Services Network, Inc. in Sarasota, FL and has over 35 years of experience in the finance industry. Roger Frazee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Thomas Roberts, financial advisor Sarasota FL
Thomas F. Roberts
CRD# 5096826
A New Approach Financial Planning
Score
103
Similar Advisors
Carolyn Howard, financial advisor Sarasota FL
Carolyn B. Howard
CRD# 2391466
Seacure Advisors LLC
Score
101
Similar Advisors
Derek Williams, financial advisor Sarasota FL
Derek R. Williams
CRD# 4202594
Williams Wealth Management Group, Inc.
Score
101
Professional Designations
Company Name Location Dates Years
La Salle St. Securities, Inc. Sarasota, FL Oct 1997 - Current 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1981
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Roger T. Frazee
Phone Number: 941-366-0110
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    49
    MILLIONS
  • Total Number of Accounts
    77
    ACCOUNTS
  • Average Account Value
    $635,252
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL

Ready to hire a financial advisor? Get competitive proposals from Roger Frazee and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.