David LiiCRD Number: 5358669
Current Firm: Saratoga Research & Investment Management
David Lii (CRD# 5358669) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 9 years of experience in the finance industry.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Saratoga Research & Investment Management||Saratoga, CA||Dec 2006 - Current||10|
|Mutual Securities, Inc.||Agoura Hills, CA||Jun 2007 - Jan 2009||1|
|Unemployed||Saratoga, CA||Jun 2006 - Dec 2006||< 1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2008|
Total Assets Under Management1,638MILLIONS
Total Number of Accounts2,890ACCOUNTS
Average Account Value$566,811
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
AL, AZ, CA, CT, FL, GA, LA, MD, NC, NY, OK, TN, TX, WA, WI