Michael Chan, financial advisor Saratoga CA
70 score

Michael Chan

CRD Number: 5984114
Current Firm: J.p. Morgan Securities LLC

Michael Chan (CRD# 5984114) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Saratoga, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Lyft San Francisco, CA Jun 2015 - Current 1
Jp Morgan Securities Saratoga, CA Oct 2012 - Current 4
Merrill Lynch Pierce, Fenner & Smith, Inc. San Jose, CA Sep 2011 - Sep 2012 1
Bank Of America Santa Clara, CA Aug 2010 - Sep 2011 1
Unemployed San Jose, CA May 2010 - Aug 2010 < 1
Berkeley Student Cooperative Berkeley, CA Aug 2009 - May 2010 < 1
University Of Berkeley Berkeley, CA Jul 2005 - Dec 2009 4
Unemployed Berkeley, CA Dec 2008 - Aug 2009 < 1
Dotcom Wireless Cape Town, CA Feb 2008 - Dec 2008 < 1
Unemployed San Jose, CA Sep 2005 - Feb 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Michael Chan
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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