Shoichi Sato, financial advisor Saratoga CA

Shoichi Sato

CRD Number: 6119891
Current Firm: Saratoga Research & Investment Management

Shoichi Sato (CRD# 6119891) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Saratoga Research & Investment Management Saratoga, CA Aug 2011 - Current 12
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2012
Contact Info for Shoichi A. Sato
Phone Number: (408) 741-2330
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,604
    MILLIONS
  • Total Number of Accounts
    3,287
    ACCOUNTS
  • Average Account Value
    $792,145
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, LA, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV

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