Jeffrey VahanianCRD Number: 1777656
Current Firm: Vahanian & Associates Financial Planning Inc.
Jeffrey Vahanian (CRD# 1777656) is an Investment Advisor Representative working at Vahanian & Associates Financial Planning Inc. in Saratoga Springs, NY and has over 29 years of experience in the finance industry. Jeffrey Vahanian has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Valic Financial Advisors, Inc.
|Royal Alliance Associates, Inc.||Saratoga Springs, NY||Nov 1989 - Current||28|
|Vahanian & Associates Financial Planning Inc.||Saratoga Springs, NY||May 1986 - Current||31|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1988|
|S65||NASAA Investment Advisors Law Examination||Mar 1996|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management137MILLIONS
Total Number of Accounts280ACCOUNTS
Average Account Value$488,773
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, CT, FL, NH, NY