Laura Carroll, financial advisor Saratoga Springs NY
93 score

Laura Carroll

CRD Number: 5427993
Current Firm: The Ayco Company,l.p.

Laura Carroll (CRD# 5427993) is an Investment Advisor Representative working at The Ayco Company,l.p. in Saratoga Springs, NY and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
The Ayco Company, L.p./mercer Allied Saratoga Springs, NY Aug 2007 - Current 9
Albany Law School Albany, NY Aug 2004 - May 2007 2
O'connell & Aronowitz Albany, NY Mar 2006 - Apr 2007 1
King, Adang And Arpey Saratoga Springs, NY Jun 2006 - Jan 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2008
Contact Info for Laura B. Carroll
Phone Number: 518-886-4000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    27,267
    MILLIONS
  • Total Number of Accounts
    46,300
    ACCOUNTS
  • Average Account Value
    $588,929
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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