Lawrence King, financial advisor Saratoga Springs NY
93 score

Lawrence King

CRD Number: 2015201
Current Firm: King Wealth Management Group, LLC

Lawrence King (CRD# 2015201) is an Investment Advisor Representative working at King Wealth Management Group, LLC in Saratoga Springs, NY and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Feb 2012 - Current 5
King Wealth Management Group LLC Saratoga Springs, NY Feb 2012 - Current 5
Morgan Stanley Smith Barney Saratoga Springs, NY Jun 2009 - Feb 2012 2
Citigroup Global Markets Inc. Saratoga, NY Oct 2000 - Jun 2009 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1990
S65 NASAA Investment Advisors Law Examination Dec 1993
Contact Info for Lawrence E. King
Phone Number: (518) 306-5640
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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