John Nolt (CRD# 5038487) is an Investment Advisor Representative working at Lpl Financial LLC in Town Of Horseheads, NY and has over 18 years of experience in the finance industry.
CRD# 2866380
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4176455
Morgan Stanley
CRD# 4418062
Alsworth Capital Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Town Of Horseheads, NY | Jun 2021 - Current | 2 |
| Lpl Financial LLC | Town Of Horseheads, NY | Jun 2021 - Current | 2 |
| M&t Securities | Wysox, PA | Apr 2005 - Current | 19 |
| M&t Bank | Wysox, PA | Apr 2005 - Current | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2005 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
- PA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
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