William Whiting, financial advisor Scarborough ME
93 score

William Whiting

CRD Number: 3076056
Current Firm: Signator Investors, Inc.

William Whiting (CRD# 3076056) is an Investment Advisor Representative working at Signator Investors, Inc. in Scarborough, ME and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Signator Investors, Inc. Scarborough, ME May 2016 - Current < 1
Intersecurities, Inc. Scarborough, ME Oct 2000 - Current 16
Whiting Financial Services Windham, ME Jan 1998 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2010
S65 NASAA Investment Advisors Law Examination Mar 2005
Contact Info for William B. Whiting
Phone Number: 800-543-6611
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    2,196
    MILLIONS
  • Total Number of Accounts
    25,384
    ACCOUNTS
  • Average Account Value
    $86,500
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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